LPL Financial

At Paragon Financial Planning, our mission is to provide our clients with the best path to achieve financial independence through wealth accumulation, risk management, and transfer of assets by creating and implementing thoughtful strategies that are tailored to their unique goals.

We are driven to provide our clients with exceptional service, clarity on complex financial concepts, and education that enhances their quality of life and leads to sustained and actionable solutions.

We are our client's financial advocate, striving to organize and simplify life in such a way that maximizes the family's enjoyment of their wealth now and in the future.



When you invest with PARAGON FINANCIAL PLANNING, who affiliates with LPL, your accounts are protected with multiple levels of security:

  • Our Securities Investor Protection Corporation (SIPC) membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash.*
  • In addition to SIPC protection, LPL purchases Excess of SIPC protection with an aggregate limit of $575 million.
  • Through our multi-bank sweep solutions, clients will receive the benefit of FDIC insurance:
    • Accounts eligible for the Insured Cash Account (ICA) will receive up to $2.5 million in coverage for single account holders and $5 million for joint accounts.
    • Accounts eligible for the Deposit Cash Account (DCA) will receive up to $2 million in coverage for single account holders.
    • ICA and DCA deposits are FDIC-insured to a maximum amount of $250,000 (including principal and accrued interest) per bank per legal capacity, and is aggregated with all other deposits held by you in the same recognized legal capacity at the same bank. Other investment holdings are subject to loss.


Regardless of investment type or size, we ensure your accounts are well protected. If you’d like more information on our SIPC membership, please visit for a brochure. For FDIC insurance coverage information, visit OUR ACCOUNT PROTECTION PLEDGE LPL FINANCIAL

* The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.