Fiduciary Focus


Fiduciary Best Practices

Fiduciary Monitoring System

Efficiently monitors your investment lineup and notifies you of changes in performance or criteria, and creates a customized investment policy statement.

Retirement Plan Health Check

Unbiased reporting on your plan's health and value, using key plan attributes in comparison to a valid peer group. Attributes may include age based group deferral rates, average account balances, portfolio diversification by age group and in total, aggregate plan performance, and more.

Industry Reports

Detailed report covering the annual PLANSPONSOR Defined Contribution Study of more than 5,000 plan sponsors in 28 industries.

ERISA Help Desk

Technical help and answers from industry professionals are always within reach so your LPL representative can inquire about even the most complex questions and situations on your behalf.

Fiduciary Vault

Centralized storage for all plan-related forms and documents, including plan reviews, meeting notes, announcements, and more.

Enhanced Fiduciary Capabilities

Our tools are enhanced through a partnership with Fiduciary Benchmarks, Inc., a leader in plan benchmarking technologies.

Retirement Outcomes Evaluator

Provides a process that promotes better participant outcomes

PlanPoint, PlanProfile, and FeeChecker

Uses provider data that is straight from the source to give you a more complete picture of fees so you can make better decisions

V2.1 Full Benchmarking Report

Helps you analyze the reasonableness of fees, rather than merely knowing what they are

Prudent Fee Management

Expense Analyzer

Provides clarity on plan fees by generating a cohesive analysis and report. Shows immediately whether the plan's fee structure is competitive.

Fee Comparison and Analysis Evaluation

Creates a comprehensive fee-analysis overview covering total plan fees, including those for investment management, recordkeeping, and advisor/ consultant, as well as plan benefits and features.

Investment Due Diligence and Benchmarking

Investment Due Diligence

Timely research reports from the LPL Financial Research Team, compiling precise quarterly reports to keep your advisor up-to-date on funds and the market.

Fund Line-up Comparison Tool

Compares up to five service provider portfolios for fees and performance, demonstrating relative strengths and weaknesses of fund options.

Plan Advice Manager

Evaluates plan's investment lineup and identifies funds that should be included on the “watch” and “replace” lists, based on the plan's investment policy statement and selected fund parameters.